Steve Sims
Compliance Manager ACAMS
Steve Sims is a Compliance Manager at Leeward, where he oversees AML and AEOI programs for client entities across the fund, corporate, and digital asset sectors. He serves as AMLCO and MLRO, with responsibility for FATCA and CRS filings, client compliance oversight, and ensuring adherence to evolving international standards.
Steve brings more than a decade of global compliance experience. Since relocating to the Cayman Islands in 2017, he has held senior AML and AEOI roles at Mourant Governance Services, Cayman National, MaplesFS, and H&C Corporate Services, providing comprehensive compliance solutions to diverse clients. Earlier in his career, he served as AVP of Compliance at Sprott Private Wealth LP in Canada, where he supervised trading activity and client onboarding under IIROC regulations, building a strong foundation in financial services regulation.
He holds the CAMS designation and a Certificate in Investment Dealer Compliance from the Canadian Securities Institute. His credentials include multiple IIROC and Canadian Securities certifications, reflecting his deep regulatory knowledge and practical frontline experience.
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